{"id":328666,"date":"2022-07-27T15:39:25","date_gmt":"2022-07-27T07:39:25","guid":{"rendered":"https:\/\/beta2.law.asia\/?p=328666"},"modified":"2022-07-27T15:39:25","modified_gmt":"2022-07-27T07:39:25","slug":"securities-firms-investor-suitability-disputes","status":"publish","type":"post","link":"https:\/\/beta2.law.asia\/zh-hans\/securities-firms-investor-suitability-disputes\/","title":{"rendered":"\u8bc1\u5238\u516c\u53f8\u878d\u8d44\u878d\u5238\u6295\u8d44\u8005\u9002\u5f53\u6027\u4e49\u52a1\u6297\u8fa9\u5206\u6790"},"content":{"rendered":"<div id=\"_idContainer099\">\n<p style=\"text-align: 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id=\"_idContainer100\">\n<p style=\"text-align: justify;\">\u5bf9\u6b64\uff0c\u8bc1\u5238\u516c\u53f8\u5e94\u9996\u5148\u5c3d\u53ef\u80fd\u63d0\u4ea4\u89c4\u8303\u7684\u57fa\u7840\u6750\u6599\uff0c\u5982\u5f00\u6237\u65f6\u4e86\u89e3\u5ba2\u6237\u4fe1\u606f\u3001\u8fdb\u884c\u98ce\u9669\u6d4b\u8bc4\u3001\u98ce\u9669\u63ed\u793a\u7684\u6587\u4ef6\u3001\u89c6\u9891\u7b49\u3002\u5728\u63d0\u4f9b\u524d\u8ff0\u6750\u6599\u57fa\u7840\u4e0a\uff0c\u6216\u8005\u90e8\u5206\u6750\u6599\u56e0\u5f00\u6237\u65f6\u95f4\u4e45\u8fdc\u7b49\u9020\u6210\u4e3e\u8bc1\u56f0\u96be\u65f6\uff0c\u8bc1\u5238\u516c\u53f8\u8fd8\u53ef\u8003\u8651\u4ece\u4ee5\u4e0b\u89d2\u5ea6\u6536\u96c6\u6750\u6599\u6216\u63d0\u51fa\u6297\u8fa9\u3002<\/p>\n<p style=\"text-align: justify;\">\n<figure id=\"attachment_316134\" aria-describedby=\"caption-attachment-316134\" style=\"width: 200px\" class=\"wp-caption alignright\"><img decoding=\"async\" loading=\"lazy\" class=\"wp-image-316134 size-full\" src=\"https:\/\/beta2.law.asia\/wp-content\/uploads\/2022\/05\/Company-law-amendments-provide-improved-protection-Chen-Zhuo.jpg\" alt=\"\u516c\u53f8\u6cd5\u4fee\u8ba2\u8349\u6848\u6269\u5927\u5bf9\u503a\u6743\u4eba\u53ca\u4e2d\u5c0f\u80a1\u4e1c\u5229\u76ca\u7684\u4fdd\u62a4\uff0c\u9648\u5353\" width=\"200\" height=\"250\" \/><figcaption id=\"caption-attachment-316134\" class=\"wp-caption-text\"><strong>\u9648\u5353<\/strong><br \/>\u5408\u4f19\u4eba<br \/>\u5929\u5143\u5f8b\u5e08\u4e8b\u52a1\u6240<br \/>\u7535\u8bdd\uff1a +86 13810417260<br \/>\u7535\u5b50\u4fe1\u7bb1\uff1a chenzhuo@tylaw.com.cn<\/figcaption><\/figure>\n<p>\u6295\u8d44\u8005\u65e2\u5f80\u6295\u8d44\u7ecf\u9a8c\u7b49\u98ce\u9669\u8bc6\u522b\u80fd\u529b\u8bc1\u660e\u6750\u6599\u3002\u544a\u77e5\u8bf4\u660e\u4e49\u52a1\u91c7\u4e3b\u89c2\u6807\u51c6\uff0c\u6839\u636e\u300a\u4e5d\u6c11\u7eaa\u8981\u300b\u7b2c78\u6761\uff0c\u5982\u80fd\u4e3e\u8bc1\u8bc1\u660e\uff0c\u6295\u8d44\u8005\u5177\u6709\u4e30\u5bcc\u6295\u8d44\u7ecf\u9a8c\uff0c\u6216\u4ece\u5176\u53d7\u6559\u80b2\u7a0b\u5ea6\u7b49\uff0c\u80fd\u591f\u5f97\u51fa\u5176\u5177\u6709\u878d\u8d44\u878d\u5238\u98ce\u9669\u8bc6\u522b\u80fd\u529b\u7684\uff0c\u8bc1\u5238\u516c\u53f8\u662f\u5426\u8fdb\u884c\u98ce\u9669\u63ed\u793a\u4e0d\u5f71\u54cd\u5176\u6295\u8d44\u51b3\u5b9a\uff0c\u4ea6\u4e0d\u5f71\u54cd\u6295\u8d44\u8005\u81ea\u884c\u627f\u62c5\u635f\u5931\u3002\u4f8b\u5982\uff1a\u8be5\u6295\u8d44\u8005\u5f00\u7acb\u8bc1\u5238\u8d26\u6237\u53ca\u9996\u6b21\u4ea4\u6613\u7684\u65f6\u95f4\u662f\u5426\u8f83\u65e9\uff0c\u662f\u5426\u5728\u5176\u4ed6\u8bc1\u5238\u516c\u53f8\u4ece\u4e8b\u8fc7\u878d\u8d44\u878d\u5238\u4ea4\u6613\u6216\u5176\u4ed6\u6760\u6746\u7c7b\u6295\u8d44\uff0c\u662f\u5426\u66fe\u5177\u6709\u8bc1\u5238\u7b49\u91d1\u878d\u884c\u4e1a\u4ece\u4e1a\u8d44\u683c\u6216\u4efb\u804c\u7ecf\u5386\uff0c\u662f\u5426\u5c5e\u4e8e\u4e13\u4e1a\u6295\u8d44\u8005\u3002&nbsp;<\/p>\n<p 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style=\"text-align: justify;\">\u66ff\u4ee3\u6027\u98ce\u9669\u627f\u53d7\u80fd\u529b\u8bc1\u660e\u6750\u6599\u3002\u9664\u5f00\u6237\u98ce\u9669\u6d4b\u8bc4\u5916\uff0c\u5982\u679c\u8be5\u6295\u8d44\u8005\u66fe\u5c31\u98ce\u9669\u66f4\u9ad8\u6216\u4e0e\u878d\u8d44\u878d\u5238\u5177\u6709\u540c\u7b49\u98ce\u9669\u7684\u4ea7\u54c1\u8fdb\u884c\u8fc7\u98ce\u9669\u6d4b\u8bc4\uff0c\u6b64\u7c7b\u6d4b\u8bc4\u7ed3\u679c\u4e5f\u80fd\u4e00\u5b9a\u7a0b\u5ea6\u4e0a\u53cd\u6620\u6295\u8d44\u8005\u5bf9\u4e8e\u878d\u8d44\u878d\u5238\u7684\u98ce\u9669\u627f\u53d7\u80fd\u529b\u3002<\/p>\n<figure id=\"attachment_296664\" aria-describedby=\"caption-attachment-296664\" style=\"width: 200px\" class=\"wp-caption alignright\"><img decoding=\"async\" loading=\"lazy\" class=\"wp-image-296664\" title=\"\u90d1\u70e8\u70e8 \u5929\u5143\u5f8b\u5e08\u4e8b\u52a1\u6240\" src=\"https:\/\/beta2.law.asia\/wp-content\/uploads\/2022\/04\/\u90d1\u70e8\u70e8-Zheng-Yeye-Tian-Yuan.jpg\" alt=\"\u90d1\u70e8\u70e8 \u5929\u5143\u5f8b\u5e08\u4e8b\u52a1\u6240\" width=\"200\" height=\"250\" srcset=\"https:\/\/beta2.law.asia\/wp-content\/uploads\/2022\/04\/\u90d1\u70e8\u70e8-Zheng-Yeye-Tian-Yuan.jpg 400w, https:\/\/beta2.law.asia\/wp-content\/uploads\/2022\/04\/\u90d1\u70e8\u70e8-Zheng-Yeye-Tian-Yuan-240x300.jpg 240w, https:\/\/beta2.law.asia\/wp-content\/uploads\/2022\/04\/\u90d1\u70e8\u70e8-Zheng-Yeye-Tian-Yuan-336x420.jpg 336w\" sizes=\"(max-width: 200px) 100vw, 200px\" \/><figcaption id=\"caption-attachment-296664\" class=\"wp-caption-text\"><strong>\u90d1\u70e8\u70e8<\/strong> <br \/>\u5f8b\u5e08 <br \/>\u5929\u5143\u5f8b\u5e08\u4e8b\u52a1\u6240<br \/>\u7535\u8bdd\uff1a +86 18813044692<br \/>\u7535\u5b50\u4fe1\u7bb1\uff1a zhengyeye@tylaw.com.cn<\/figcaption><\/figure>\n<p style=\"text-align: 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