\u9999<\/span>\u6e2f\u8054\u5408\u4ea4\u6613\u6240\u6709\u9650\u516c\u53f8\uff08\u6e2f\u4ea4\u6240\uff09\u4e8e2018\u5e745\u670825\u65e5\u520a\u53d1\u6709\u5173\u9664\u724c\u5236\u5ea6\u7684\u54a8\u8be2\u603b\u7ed3\u3002\u6709\u5173\u9664\u724c\u7684\u65b0\u4fee\u8ba2\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u5c06\u4e8e2018\u5e748\u67081\u65e5\u751f\u6548\u3002<\/p>\n

\u65b0\u7684\u9664\u724c\u5236\u5ea6\u4e0e\u8eab\u5904\u5177\u6311\u6218\u6027\u60c5\u51b5\u7684\u4e0a\u5e02\u516c\u53f8\u53ca\u5176\u4ed6\u6240\u6709\u7684\u4e0a\u5e02\u516c\u53f8\u90fd\u6709\u5173\u3002\u4e3a\u4fdd\u6301\u826f\u597d\u7684\u76d1\u7ba1\u5408\u89c4\u8bb0\u5f55\uff0c\u6240\u6709\u4e0a\u5e02\u516c\u53f8\u5747\u9700\u6ce8\u610f\u6e2f\u4ea4\u6240\u5bf9\u4e09\u7c7b\u7279\u5b9a\u60c5\u51b5\u7684\u76d1\u7ba1\u884c\u52a8\u3001\u590d\u724c\u7a0b\u5e8f\u53ca\u590d\u724c\u51c6\u5219\u3002\u4e09\u7c7b\u7279\u5b9a\u60c5\u51b5\u5305\u62ec\u4e0a\u5e02\u516c\u53f8(1)\u672a\u80fd\u7ef4\u6301\u8db3\u591f\u7684\u516c\u4f17\u6301\u80a1\u91cf\uff1b(2)\u672a\u80fd\u7ef4\u6301\u8db3\u591f\u7684\u4e1a\u52a1\u8fd0\u4f5c\u6216\u8d44\u4ea7\uff1b\u6216(3)\u4e0d\u518d\u9002\u5408\u4e0a\u5e02\u3002<\/p>\n

\u4e3b\u8981\u65b0\u4fee\u8ba2<\/strong><\/h2>\n
\u4e3a\u51cf\u5c11\u957f\u65f6\u95f4\u505c\u724c\u53ca\u8ba9\u5e02\u573a\u66f4\u4e86\u89e3\u5f15\u53d1\u9664\u724c\u673a\u5236\u7684\u60c5\u51b5\u53ca\u83b7\u51c6\u80a1\u4efd\u590d\u724c\u7684\u60c5\u51b5\uff0c\u65b0\u4fee\u8ba2\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u5b9e\u65bd\u4e86\u4e0b\u5217\u4fee\u8ba2\uff1a<\/p>\n
\uff08\u4e00\uff09\u5b9a\u65f6\u9664\u724c\u51c6\u5219\u3002\u6e2f\u4ea4\u6240\u53ef\u5728\u4e0a\u5e02\u516c\u53f8\u6301\u7eed\u505c\u724c\u6ee1\u4e00\u6bb5\u89c4\u5b9a\u65f6\u95f4(\u5373\u9650\u671f)\u540e\u5c06\u5176\u9664\u724c\uff0c\u5728\u6b64\u671f\u95f4\uff0c\u4e0a\u5e02\u516c\u53f8\u5e94\u5236\u5b9a\u4e00\u5957\u53ef\u884c\u7684\u590d\u724c\u8ba1\u5212\uff1a\u5bf9\u4e8e\u4e3b\u677f\u4e0a\u5e02\u516c\u53f8\u800c\u8a00\uff0c\u8be5\u671f\u9650\u4e3a18\u4e2a\u6708\uff08\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01A(1)\u6761\uff09\uff1b\u5bf9\u4e8eGEM\u4e0a\u5e02\u516c\u53f8\u800c\u8a00\uff0c\u8be5\u671f\u9650\u4e3a12\u4e2a\u6708\uff08\u300aGEM \u89c4\u5219\u300b\u7b2c9.14A(1)\u6761\uff09\u3002<\/p>\n
\u6709\u4e86\u4e0a\u8ff0\u5177\u4f53\u65f6\u9650\u89c4\u5b9a\uff0c\u867d\u7136\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01\u6761(\u6216\u300aGEM\u89c4\u5219\u300b\u7b2c9.14\u6761)\u4e0b\u6709\u5173\u9664\u724c\u7684\u6761\u4ef6\u5e76\u65e0\u7279\u522b\u7ec6\u8282\u7684\u89c4\u5b9a\uff0c\u6e2f\u4ea4\u6240\u5df2\u6709\u6743\u529b\u5c06\u957f\u65f6\u95f4\u505c\u724c\u7684\u4e0a\u5e02\u516c\u53f8\u9664\u724c\u3002<\/p>\n
\uff08\u4e8c\uff09\u77ed\u6682\u505c\u724c\u53ca\u505c\u724c\u3002\u4e3a\u4e86\u907f\u514d\u6982\u5ff5\u6a21\u7cca\uff0c\u6e2f\u4ea4\u6240\u5220\u9664\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c 6.01(1)\u6761\uff0c\u8be5\u6761\u539f\u89c4\u5b9a\u5982\u4e0a\u5e02\u516c\u53f8\u4e25\u91cd\u8fdd\u53cd\u300a\u4e3b\u677f\u89c4\u5219\u300b\uff0c\u53ef\u5c06\u5176\u505c\u724c\uff08\u8be5\u6743\u529b\u5df2\u5728\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c2A\u7ae0\u4e0b\u8d4b\u4e88\u6e2f\u4ea4\u6240\uff09\u3002\u73b0\u5728\uff0c\u6e2f\u4ea4\u6240\u53ef\u4ee5\u5728\u4e0b\u5217\u7279\u5b9a\u60c5\u51b5\u4e0b\u6307\u4ee4\u4e0a\u5e02\u516c\u53f8\u77ed\u6682\u505c\u724c\u6216\u505c\u724c\uff1a\uff081\uff09\u516c\u4f17\u6301\u80a1\u6570\u91cf\u4e0d\u8db3(\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c8.08(1)\u6761)\uff1b\uff082\uff09\u4e1a\u52a1\u8fd0\u4f5c\u6216\u8d44\u4ea7\u4ef7\u503c\u4e0d\u8db3(\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c 13.24 \u6761)\uff1b\uff083\uff09\u4e0a\u5e02\u516c\u53f8\u6216\u5176\u4e1a\u52a1\u4e0d\u518d\u9002\u5408\u4e0a\u5e02\u3002<\/p>\n
\u5728\u5176\u8ba4\u4e3a\u9002\u5f53\u7684\u60c5\u51b5\u4e0b\uff0c\u6e2f\u4ea4\u6240\u53ef(i)\u520a\u53d1\u9664\u724c\u901a\u77e5\u5e76\u7ed9\u4e88\u4e0a\u5e02\u516c\u53f8\u4e00\u6bb5\u6307\u5b9a\u65f6\u95f4\u8865\u6551\u76f8\u5173\u4e8b\u5b9c\u5426\u5219\u5c06\u5176\u9664\u724c\uff1b\u6216(ii)\u7acb\u5373\u9664\u724c (\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c 6.10\u6761) \u3002<\/p>\n
\uff08\u4e09\uff09\u5176\u4ed6\u4fee\u6539\u3002\u6839\u636e\u300a\u54a8\u8be2\u6587\u4ef6\u300b\u6240\u8f7d\u7684\u5927\u90e8\u5206\u5efa\u8bae\uff0c\u6e2f\u4ea4\u6240\u843d\u5b9e\u4ee5\u4e0b\u7684\u4fee\u5b9a\uff1a<\/p>\n
– \u5220\u9664\u7b2c17\u9879\u5e94\u7528\u6307\u5f15\uff08\u8be5\u6307\u5f15\u73b0\u65f6\u89c4\u5b9a\u4e86\u4e09\u4e2a\u9636\u6bb5\u7684\u9664\u724c\u7a0b\u5e8f\uff09\uff1b<\/p>\n
– \u5217\u660e\u7279\u5b9a\u7684\u8865\u6551\u671f\u7684\u6700\u540e\u671f\u9650\u662f\u6307\u89e3\u51b3\u95ee\u9898\u5e76\u590d\u724c\u7684\u9650\u671f\uff0c\u800c\u975e\u73b0\u65f6\u673a\u5236\u6240\u6307\u9012\u4ea4\u590d\u724c\u5efa\u8bae\u7684\u671f\u9650\uff08\u6307\u5f15\u4fe1GL95-18\u7b2c12\u6bb5\uff09\uff1b<\/p>\n
– \u89c4\u5b9a\u505c\u724c\u4e2d\u7684\u4e0a\u5e02\u516c\u53f8\u6309\u5b63\u5ea6\u516c\u5e03\u4ed6\u4eec\u7684\u6700\u65b0\u60c5\u51b5\uff0c\u5305\u62ec\u8fbe\u6210\u590d\u724c\u6761\u4ef6\u7684\u8fdb\u5ea6\uff08\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c 13.24A \u6761\uff09\uff1b<\/p>\n
– \u5220\u9664\u5bf9\u6784\u6210\u5185\u5e55\u6d88\u606f\u4f46\u672a\u6709\u520a\u53d1\u987b\u4e88\u516c\u5e03\u7684\u80a1\u4efd\u6216\u4e3b\u8981(\u6216\u4ee5\u4e0a\u7ea7\u522b)\u4ea4\u6613\u6216\u5176\u4ed6\u987b\u4e88\u516c\u5e03\u4ea4\u6613\u7684\u77ed\u6682\u505c\u724c\u660e\u7ebf\u89c4\u5b9a\uff08\u4f46\u4ecd\u9700\u6839\u636e\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c 13.10A \u6761\u7684\u5185\u5e55\u6d88\u606f\u62ab\u9732\u89c4\u5b9a\uff09\uff08\u5220\u9664\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c14.37\u6761\u2571\u300aGEM\u89c4\u5219\u300b\u7b2c 19.37\u6761)\uff1b<\/p>\n
-\u52a0\u5165\u672a\u80fd\u7b26\u5408\u6709\u8db3\u591f\u7684\u4e1a\u52a1\u8fd0\u4f5c\u8981\u6c42\u7684\u4e0a\u5e02\u516c\u53f8\u7684\u7279\u5f81\uff08\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c 13.24 \u6761\u9644\u6ce8\uff09\uff0c\u5305\u62ec\uff1a\uff081\uff09\u51fa\u73b0\u4e25\u91cd\u635f\u5bb3\u4e0a\u5e02\u516c\u53f8\u7ee7\u7eed\u7ecf\u8425\u4e1a\u52a1\u7684\u8d22\u653f\u56f0\u96be\uff1b\uff082\uff09\u4e0a\u5e02\u516c\u53f8\u7684\u8d1f\u503a\u989d\u9ad8\u4e8e\u5176\u8d44\u4ea7\u503c\u3002<\/p>\n
\u8fc7\u6e21\u5b89\u6392<\/strong><\/h2>\n
\u6e2f\u4ea4\u6240\u53ef\u5c06\u5df2\u8fde\u7eed\u505c\u724c18\u4e2a\u6708\u7684\u4e3b\u677f\u4e0a\u5e02\u516c\u53f8\u7684\u8bc1\u5238\u9664\u724c\uff1b\u5bf9\u4e8e\u57282018\u5e748\u67081\u65e5\u524d\u5df2\u505c\u724c\u7684\u4e0a\u5e02\u516c\u53f8\uff0c\u53ef\u83b7\u8fc7\u6e21\u5b89\u6392\u89c1\u53f3\u4fa7\u8868\u683c\u3002<\/p>\n
\u6e2f\u4ea4\u6240\u53ef\u5c06\u5df2\u8fde\u7eed\u505c\u724c12\u4e2a\u6708\u7684GEM\u4e0a\u5e02\u516c\u53f8\u7684\u8bc1\u5238\u9664\u724c\u3002\u5bf9\u4e8e\u57282018\u5e748\u67081\u65e5\u524d\u5df2\u505c\u724c\u7684\u4e0a\u5e02\u516c\u53f8\uff0c\u53ef\u83b7\u8fc7\u6e21\u5b89\u6392\u89c1\u53f3\u4fa7\u8868\u683c\u3002<\/p>\n
\u6301\u7eed\u4e0a\u5e02\u51c6\u5219\u7684\u54a8\u8be2\u3002\u6e2f\u4ea4\u6240\u6b63\u5ba1\u9605\u6709\u5173\u6301\u7eed\u4e0a\u5e02\u51c6\u5219(\u5305\u62ec\u9664\u724c\u51c6\u5219\u53ca\u4e1a\u52a1\u8fd0\u4f5c\u4e0d\u8db3\u51c6\u5219)\u7684\u89c4\u5b9a\u3002\u6e2f\u4ea4\u6240\u5c06\u53e6\u53d1\u54a8\u8be2\u6587\u4ef6\u63d0\u51fa\u6709\u5173\u5efa\u8bae\u3002<\/p>\n
\n\n\n\n\n\n\n\n
\n
\u4e3b\u677f\u4e0a\u5e02\u516c\u53f8
\n\u57282018\u5e748\u67081\u65e5\u7684\u72b6\u6001<\/span><\/p>\n
STATUS OF THE MAIN BOARD ISSUERS AS OF 1 AUGUST 2018<\/span><\/p>\n<\/td>\n
\n
\u8fc7\u6e21\u5b89\u6392<\/span><\/p>\n
TRANSITIONAL ARRANGEMENTS<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u6839\u636e\u7b2c17\u9879\u5e94\u7528\u6307\u5f15\u5904\u4e8e\u505c\u724c
\n\u9636\u6bb5\u7684\u4e0a\u5e02\u516c\u53f8<\/span><\/p>\n
Suspended issuers that are placed in a delisting stage under PN 17<\/span><\/p>\n<\/td>\n
\n
\u300a\u7b2c 17 \u9879\u5e94\u7528\u6307\u5f15\u300b\u7ee7\u7eed\u9002\u7528\u00a0<\/span>\uff08<\/span>\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01A(2)(a)\u6761<\/span>\uff09<\/span>\u00a0<\/span>
\nPN 17 continues to apply (rule 6.01A(2)(a))<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u5df2\u8fde\u7eed\u505c\u724c\u5c11\u4e8e 12 \u4e2a\u6708\u7684\u4e0a\u5e02\u516c\u53f8 Issuers that have been suspended for less than 12 months<\/span><\/p>\n<\/td>\n
\n
\u6e2f\u4ea4\u6240\u53ef\u57282020\u5e742\u67081\u65e5\u540e\u5c06\u4e0a\u5e02\u516c\u53f8\u9664\u724c<\/span>\uff08<\/span>\u53732018\u5e748\u67081\u65e5\u540e18\u4e2a\u6708<\/span>\uff09\uff08<\/span>\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01A(2)(b)(i)\u6761<\/span>\uff09<\/span>
\nHKEx may delist the issuer after 1 February 2020 (i.e., 18 months after 1 August 2018) (MB rule 6.01A(2)(b)(i))<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u5df2\u8fde\u7eed\u505c\u724c\u8d85\u8fc712 \u4e2a\u6708\u7684\u4e0a\u5e02\u516c\u53f8 Issuers that have been suspended for more than 12 months<\/span><\/p>\n<\/td>\n
\n
\u6e2f\u4ea4\u6240\u53ef\u57282019\u5e748\u67081\u65e5\u540e\u5c06\u4e0a\u5e02\u516c\u53f8\u9664\u724c<\/span>\uff08<\/span>\u53732018\u5e748\u67081\u65e5\u540e12\u4e2a\u6708<\/span>\uff09\uff08<\/span>\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01A(2)(b)(ii)\u6761<\/span>\uff09<\/span>
\nHKEx may delist the issuer after 1 August 2019 (i.e., 12 months after 1 August 2018) (MB rule 6.01A(2)(b)(ii))<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u5df2\u88ab\u6e2f\u4ea4\u6240\u88c1\u5b9a\u987b\u5f00\u5c55\u53d6\u6d88\u4e0a\u5e02\u5730\u4f4d\u7a0b\u5e8f\u53ca\u83b7\u901a\u77e5\u9664\u724c\u671f\u9650\u7684\u4e0a\u5e02\u516c\u53f8 Issuers that are subject to a decision and a notice period to commence the delisting procedure<\/span><\/p>\n<\/td>\n
\n
\u76f8\u5173\u88c1\u51b3\u53ca\u901a\u77e5\u671f\u5c06\u5bf9\u4e0a\u5e02\u516c\u53f8\u7ee7\u7eed\u751f\u6548\uff0c\u5373\u4f7f\u8be5\u4e0a\u5e02\u516c\u53f8\u7684\u4e0a\u5e02\u5730\u4f4d\u5c1a\u672a\u53d6\u6d88<\/span>\uff08<\/span>\u300a\u4e3b\u677f\u89c4\u5219\u300b\u7b2c6.01A(2)(c)\u6761<\/span>\uff09<\/span>
\nThe specific decision and notice period continue to have effect on the relevant issuer, notwithstanding that the actual cancellation of listing has not taken place. (rule 6.01A(2)(c))<\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n
\n\n\n\n<\/colgroup>\n\n\n\n\n
\n
GEM\u4e0a\u5e02\u516c\u53f8\u57282018\u5e748\u67081\u65e5\u7684\u72b6\u6001<\/span><\/p>\n
STATUS OF THE GEM ISSUERS AS OF 1 AUGUST 2018<\/span><\/p>\n<\/td>\n
\n
\u8fc7\u6e21\u5b89\u6392<\/span><\/p>\n
TRANSITIONAL ARRANGEMENTS<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u6240\u6709\u5df2\u7ecf\u505c\u724c\u7684\u4e0a\u5e02\u516c\u53f8<\/span><\/p>\n
Any suspended issuers<\/span><\/p>\n<\/td>\n
\n
\u6e2f\u4ea4\u6240\u53ef\u57282019\u5e748\u67081\u65e5\u540e\u5c06\u4e0a\u5e02\u516c\u53f8\u9664\u724c<\/span>\uff08<\/span>\u53732018\u5e748\u67081\u65e5\u540e12\u4e2a\u6708<\/span>\uff09\uff08<\/span>\u300aGEM \u89c4\u5219\u300b\u7b2c9.14A(2)(a)\u6761<\/span>\uff09<\/span>
\nHKEx may delist the issuer after 1 August 2019 (i.e., 12 months after 1 August 2018) (GEM rule 9.14A(2)(a))<\/span><\/p>\n<\/td>\n<\/tr>\n
\n
\u5df2\u88ab\u6e2f\u4ea4\u6240\u88c1\u5b9a\u987b\u5f00\u5c55\u53d6\u6d88\u4e0a\u5e02\u5730\u4f4d\u7a0b\u5e8f\u53ca\u83b7\u901a\u77e5\u9664\u724c\u671f\u9650\u7684\u4e0a\u5e02\u516c\u53f8 Issuers that are subject to a decision and a notice period to commence the delisting procedure<\/span><\/p>\n<\/td>\n
\n
\u76f8\u5173\u88c1\u51b3\u53ca\u901a\u77e5\u671f\u5c06\u5bf9\u4e0a\u5e02\u516c\u53f8\u7ee7\u7eed\u751f\u6548\uff0c\u5373\u4f7f\u8be5\u4e0a\u5e02\u516c\u53f8\u7684\u4e0a\u5e02\u5730\u4f4d\u5c1a\u672a\u53d6\u6d88<\/span>\uff08<\/span>\u300aGEM \u89c4\u5219\u300b\u7b2c9.14A(2)(b)\u6761<\/span>\uff09<\/span><\/p>\n
The specific decision and notice period continue to have effect on the relevant issuer, notwithstanding that the actual cancellation of listing has not taken place. (GEM rule 9.14A(2)(b))<\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n
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