Tag: China Securities Regulatory Commission (CSRC)
Safety first
Li Xinyang and Ye Qing, compliance and supervision experts at Dajia Asset Managment, share their experience on risk control for financial institutions
Calm resilience
GCs and senior in-house counsel predict trends for the year ahead and share developments in various sectors, regulatory updates and their management strategies
Main boards: first choice for large, medium-sized enterprises
Under the current system, the time-honoured main boards are highly recognised by the market and public investors, inclusive with corporate positioning and mature in terms of rules and standards
Watching the watchers
New roles of intermediaries place them under the microscope of capital market regulation
Ethics for AI
Tao Fuwu, Chief Legal Officer of Coudwalk Group, one of the “four AI dragons in china”, shares his views on current legal and compliance requirements on AI ethics
Towards the light
Easing of regulations on offshore listing brings hope for an end to a long-running Sino-US dispute